Holistic approach to Compliance
Holistic Surveillance fundamentally transforms compliance by providing the fastest, most precise identification and mitigation of compliance risk. This can be achieved by integrating markets and communications data to generate more accurate alerts.
A holistic approach to compliance starts of aggregating data from multiple disparate sources incl. voice, emails, text messaging, plus transactional data. Then all data can be stored and analyzed using unique and proven text, voice, trade, and behavioral analytics.
The Holistic Surveillance framework
A Holistic Surveillance solution provides a flexible framework for risk management that incorporates the three steps of our holistic approach: Aggregate, Analyze and Act. The solution captures, aggregates, cleanses, structures, standardizes, enriches and manages data from multiple, disparate data sources.
Holistic Surveillance applies unique analytics, developed and proven at hundreds of banks across the world, to uncover insights and understanding. The outputs of the analytics engine − alerts, data points, correlations and behavioral insights − are then fed into the applications, providing compliance analysts with everything they need to fully understand and determine the appropriate actions to identify and reduce risk to the business.
Solutions for a Holistic Surveillance Compliance Program
Automatically reconstructs trades by indexing and correlating structured and unstructured data
Flexible, adaptable platform to deliver complete compliance assurance for all trading communications
Monitoring and analyzing all trading communications such as voice, emails, chats and social media
Uncover hidden behavioral threats by analyzing a wide range of data to identify deviations