Navigate & Automate Compliance

Educational Webinar Series addressing communication compliance and assurance pain points around expanding regulations, incl. Dodd-Frank & MiFID II

Prove you are compliant

With NICE COMPASS you can easily monitor recording processes, manage the recording systems and prove all users and devices are recorded.

MiFID II is almost there...

Are your Communication processes also ready? Download a free Whitepaper and eBook and see how to comply.

Holistic Surveillance Fundamentally Transforms Compliance

Solutions to Increase the Efficiency of your Compliance Program

Navigating & Automating Compliance

A series of educational webinars addressing how NICE COMPASS can help to automate compliance assurance processes and reduce risk

Regulations imposing Rules for Recording and Surveillance

Are you ready on time for MiFID II?

Get the free White Paper on "The impact of MiFID II and MAR on Communications Compliance" and take action now
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Blog

SEBI Demands Communications Recording in India

Under a new order from SEBI, as of January 1, 2018, financial firms in India must adhere to a new mandate and record all communications associated with orders placed by clients.

MiFID II, MAR & Mastering Trade Reconstruction

On Demand Webinar where experts from NICE Actimize and THE TRADE discuss how to respond to the demanding regulatory requirements for Trade Reconstructions.

The World´s Banks Trust NICE