- Blog Posts
U.S. firms with direct and indirect ties to EU member states should not be complacent about MiFID II. They need to act with urgency to thoroughly research their exposure.
MiFID II brings many challenges but what are the new requirements around Mobile Phones? Jon Simone explains the capture requirements plus discusses the monitoring and surveillance requirements.
Based upon recent events in Hong Kong, it is realistic to expect increased and direct intervention from regulators at earlier stages of market dealings, and in time a formal data recording requirement.
Artificial Intelligence (AI) has become a hot topic in RegTech. This blog aims to clarify the difference between AI and Machine Learning (ML), and to explain some of the complexities of implementing these technologies in compliance applications.