Investigation Management

Centralized Risk and Compliance Management

The landscape of financial crime, regulatory compliance and corporate security is rapidly changing. The liabilities are greater than ever, yet effective risk mitigation is challenging. For large organizations, security, compliance and risk management challenges can be global in scale, yet applications for managing them often are implemented in a siloed fashion. How can financial institutions gain enterprise-wide control over these issues? NICE Actimize investigation management capabilities can help.

Investigation management capabilities from NICE Actimize, help companies proactively address risk and compliance issues. Using a central platform for holistic case and alert management, robust investigations, automated regulatory and management reporting, and more, Actimize investigation management capabilities meet the diverse needs of regulatory compliance, financial crime and corporate security organizations at regional and global financial institutions.

Leveraging more than 20 years of investigation management expertise, firms can consolidate information from any existing detection system into a single, user-friendly application that manages alerts, cases, investigations, regulatory reporting, financial losses and more, company-wide. Actimize investigation management technology is used by financial services firms across the globe. It provides unmatched enterprise scalability, handling thousands of users across lines of business, risk and compliance groups.

Actimize investigation management capabilities enable clients to improve financial crime and compliance operations, reduce IT and operational costs, and adapt to evolving business and regulatory needs with the ability to: 

  • Connect disparate systems to generate an enterprise-level view across millions of cases, alerts and entities
  • Investigate with interactive tools, on-demand access to data, and visual link analysis
  • Automatically file regulatory reports for the Americas, Europe, Asia Pacific and other regions
  • Improve staff efficiency and adherence to company policies and procedures with comprehensive workflow management
  • Monitor operations with oversight dashboards and reporting; audit with ease, using specialized tools
  • Configure and scale for unique business and regulatory needs
  • Lower implementation costs, consolidate resources and save on software engineering with built-in self-development capabilities

Actimize investigation management capabilities support the entire case management lifecycle from input to investigation to response with unique features specifically designed for financial services firms: 

  • Ingests alerts from any homegrown or third-party system, enabling holistic management of financial crime, corporate security and compliance
  • Links key data elements— customers, accounts, employees and more— to produce high-quality, consolidated alerts for investigations
  • Enables rapid, ad hoc analysis of large volumes of data with proven interactive investigation tools
  • Exposes networks of associates, events and historical cases using visual link analysis capabilities
  • Ensures adherence to regulations and corporate policies with pre-configured (and configurable) workflow management
  • Effectively manages daily tasks and key risk metrics using interactive reports and dashboards