Compliance? Operational Risk? Fraud?
Join us at the London Stock Exchange for a free conference highlighting how the latest advances in voice and transactional analytics technologies could extend the scope and effectiveness of your compliance and risk management activities. The conference includes keynote presentations from the Financial Services Authority and BearingPoint.
Agenda:
13:30   Registration and Coffee
 
14:30   Welcome: NICE and the City
How NICE is investing in advanced solutions and services to support the financial services industry.
Haim Shani, CEO, NICE Systems
 
14:50   The Evolving Role of Compliance
A review of current market abuse challenges and how the Compliance function needs to evolve. How Compliance can also contribute to an efficient and effective commercial operation.
Andy Sanderson, BearingPoint
 
15:20   Using Voice Analytics to Enhance Compliance
How the combination of voice and transactional analytics technologies will revolutionise the future of the Compliance function.
Barak Eilam, NICE and Bruno Piers de Raveschoot, Actimize
15:50   Break
 
16:20   The Role of Call Recording in Deterring Market Abuse
An overview of recent regulatory changes and the drivers that led to the new FSA policy on recording phone calls (PS08/1: Telephone Recording). This will clarify some of issues raised by the new policy and review its main implications for the financial services industry.
TBA, Financial Services Authority
 
16:50   NICE Solutions for Call Recording & Compliance
Case study examples of how the latest solutions from NICE provide enhanced compliance capabilities and added business value.
Dvir Hoffman, NICE
 
17:20   Customer Case Study
A leading financial institution describes how it has enhanced its Compliance activities through using the Actimize solution.
TBA
 
17:50   Networking, Cocktails and Solutions Showcase
An opportunity to meet with your peers from the industry, NICE senior management and to take a closer look at some of the latest solutions from NICE and Actimize.
 
19:00   Join us in front of the big screens to enjoy The Champions League Cup Final
When?
Wednesday 21st May 2008
From 13.30
 
Where?
London Stock Exchange,
10 Paternoster Square, London,
EC4M 7LS
 
Directions to the London Stock Exchange
 
Who should attend?
Compliance, Risk and IT Managers concerned with front, middle & back-office interactions
 
Agenda Topics
  • The Evolving Role of Compliance
  • Deterring Market Abuse
  • Using voice analytics to improve compliance
  • The latest FSA call recording policy
 
Directions to the London Stock Exchange