Financial Trading, Risk and Compliance

Capture, Monitor and Analyze Interactions and Transactions across Communication Channels

NICE Financial Trading, Risk and Compliance solutions deliver comprehensive, integrated capabilities to harness the complex, ongoing, high-risk exchange of interactions and transactions between traders, firms and their counterparties. The solutions enable organizations to capture, monitor and analyze interactions and transactions across multiple communication channels in real time to proactively minimize risks, detect potential regulatory breaches, counter fraudulent activities and improve investigative capabilities.
 
NICE solutions are built on a robust, flexible, mission-critical platform and proven expertise from implementing solutions at over 80 of Fortune100 companies as well as over 85% of global investment banks and trading floors worldwide.

Financial Trading, Risk and Compliance

 

Interaction Recording

Trade Interaction Recording
Interactions capture, with proven resiliency, flexibility and low total cost of ownership

Interaction Analytics

Cross-Channel Interaction Analytics
Analysis of trade interactions in real time to prevent regulatory breaches and monitor internal policies

Transaction Monitoring

Transaction Monitoring
Improved risk controls, lower operational and IT costs and enhanced investigation efficiency

Investigation Management

Investigation Management
Centralize risk and compliance management